Tracking of enriched dialog states for flexible conversational information access

Dialog state tracking (DST) is a crucial component in a task-oriented dialog system for conversational information access. A common practice in current dialog systems is to define the dialog state by a set of slot-value pairs. Such representation of dialog states and the slot-filling based DST have been widely employed, but suffer from three drawbacks. (1) The dialog state can contain only a single value for a slot, and (2) can contain only users' affirmative preference over the values for a slot. (3) Current task-based dialog systems mainly focus on the searching task, while the enquiring task is also very common in practice. The above observations motivate us to enrich current representation of dialog states and collect a brand new dialog dataset about movies, based upon which we build a new DST, called enriched DST (EDST), for flexible accessing movie information. The EDST supports the searching task, the enquiring task and their mixed task. We show that the new EDST method not only achieves good results on Iqiyi dataset, but also outperforms other state-of-the-art DST methods on the traditional dialog datasets, WOZ2.0 and DSTC2.Comment: 5 pages, 2 figures, accepted by ICASSP201

CGoDial: A Large-Scale Benchmark for Chinese Goal-oriented Dialog Evaluation

Practical dialog systems need to deal with various knowledge sources, noisy user expressions, and the shortage of annotated data. To better solve the above problems, we propose CGoDial, new challenging and comprehensive Chinese benchmark for multi-domain Goal-oriented Dialog evaluation. It contains 96,763 dialog sessions and 574,949 dialog turns totally, covering three datasets with different knowledge sources: 1) a slot-based dialog (SBD) dataset with table-formed knowledge, 2) a flow-based dialog (FBD) dataset with tree-formed knowledge, and a retrieval-based dialog (RBD) dataset with candidate-formed knowledge. To bridge the gap between academic benchmarks and spoken dialog scenarios, we either collect data from real conversations or add spoken features to existing datasets via crowd-sourcing. The proposed experimental settings include the combinations of training with either the entire training set or a few-shot training set, and testing with either the standard test set or a hard test subset, which can assess model capabilities in terms of general prediction, fast adaptability and reliable robustness.Comment: EMNLP 202

SpokenWOZ: A Large-Scale Speech-Text Benchmark for Spoken Task-Oriented Dialogue Agents

Task-oriented dialogue (TOD) models have made significant progress in recent years. However, previous studies primarily focus on datasets written by annotators, which has resulted in a gap between academic research and real-world spoken conversation scenarios. While several small-scale spoken TOD datasets are proposed to address robustness issues such as ASR errors, they ignore the unique challenges in spoken conversation. To tackle the limitations, we introduce SpokenWOZ, a large-scale speech-text dataset for spoken TOD, containing 8 domains, 203k turns, 5.7k dialogues and 249 hours of audios from human-to-human spoken conversations. SpokenWOZ further incorporates common spoken characteristics such as word-by-word processing and reasoning in spoken language. Based on these characteristics, we present cross-turn slot and reasoning slot detection as new challenges. We conduct experiments on various baselines, including text-modal models, newly proposed dual-modal models, and LLMs, e.g., ChatGPT. The results show that the current models still have substantial room for improvement in spoken conversation, where the most advanced dialogue state tracker only achieves 25.65% in joint goal accuracy and the SOTA end-to-end model only correctly completes the user request in 52.1% of dialogues. The dataset, code, and leaderboard are available: https://spokenwoz.github.io/SpokenWOZ-github.io/

Elastic CRFs for Open-Ontology Slot Filling

Slot filling is a crucial component in task-oriented dialog systems that is used to parse (user) utterances into semantic concepts called slots. An ontology is defined by the collection of slots and the values that each slot can take. The most widely used practice of treating slot filling as a sequence labeling task suffers from two main drawbacks. First, the ontology is usually pre-defined and fixed and therefore is not able to detect new labels for unseen slots. Second, the one-hot encoding of slot labels ignores the correlations between slots with similar semantics, which makes it difficult to share knowledge learned across different domains. To address these problems, we propose a new model called elastic conditional random field (eCRF), where each slot is represented by the embedding of its natural language description and modeled by a CRF layer. New slot values can be detected by eCRF whenever a language description is available for the slot. In our experiment, we show that eCRFs outperform existing models in both in-domain and cross-domain tasks, especially in predicting unseen slots and values

Unsupervised Learning of Deterministic Dialogue Structure with Edge-Enhanced Graph Auto-Encoder

It is important for task-oriented dialogue systems to discover the dialogue structure (i.e. the general dialogue flow) from dialogue corpora automatically. Previous work models dialogue structure by extracting latent states for each utterance first and then calculating the transition probabilities among states. These two-stage methods ignore the contextual information when calculating the probabilities, which makes the transitions between the states ambiguous. This paper proposes a conversational graph (CG) to represent deterministic dialogue structure where nodes and edges represent the utterance and context information respectively. An unsupervised Edge-Enhanced Graph Auto-Encoder (EGAE) architecture is designed to model local-contextual and global-structural information for conversational graph learning. Furthermore, a self-supervised objective is introduced with the response selection task to guide the unsupervised learning of the dialogue structure. Experimental results on several public datasets demonstrate that the novel model outperforms several alternatives in aggregating utterances with similar semantics. The effectiveness of the learned dialogue structured is also verified by more than 5\% joint accuracy improvement in the downstream task of low resource dialogue state tracking

GALAXY: A Generative Pre-trained Model for Task-Oriented Dialog with Semi-supervised Learning and Explicit Policy Injection

Pre-trained models have proved to be powerful in enhancing task-oriented dialog systems. However, current pre-training methods mainly focus on enhancing dialog understanding and generation tasks while neglecting the exploitation of dialog policy. In this paper, we propose GALAXY, a novel pre-trained dialog model that explicitly learns dialog policy from limited labeled dialogs and large-scale unlabeled dialog corpora via semi-supervised learning. Specifically, we introduce a dialog act prediction task for policy optimization during pre-training and employ a consistency regularization term to refine the learned representation with the help of unlabeled dialogs. We also implement a gating mechanism to weigh suitable unlabeled dialog samples. Empirical results show that GALAXY substantially improves the performance of task-oriented dialog systems, and achieves new state-of-the-art results on benchmark datasets: In-Car, MultiWOZ2.0 and MultiWOZ2.1, improving their end-to-end combined scores by 2.5, 5.3 and 5.5 points, respectively. We also show that GALAXY has a stronger few-shot ability than existing models under various low-resource settings. For reproducibility, we release the code and data at https://github.com/siat-nlp/GALAXY